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SBIR:
Set-aside program for small business |
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concerns to engage in federal R&D -- |
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with
potential for commercialization. |
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STTR: Set-aside program to facilitate |
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cooperative R&D between small business concerns and U.S. research institutions -- with potential
for commercialization. |
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Congress designated 4 major goals |
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Expand and improve SBIR Program |
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Emphasize goal of increasing private sector
commercialization |
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Increase small business participation in federal
R&D |
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Improve dissemination of information on SBIR
Program |
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Program Extension until 9/30/2008 |
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Policy Directive Modifications (SBA) |
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-
Commercialization Plans: All Phase
II |
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FAST Program (Federal & State Partnership
Program) |
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State-level Entity: One proposal
per State |
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-
Mentoring Networks: Business
advice/Counseling |
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PHASE I |
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Feasibility study |
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$100K
and 6 months (SBIR) |
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or 12 months (STTR) |
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Eligibility is determined at time of award |
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No appendices
allowed in Phase I |
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The PI
is not required to have a Ph.D. |
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The PI is
required to have expertise to oversee |
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project scientifically and technically |
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Applications may be submitted to different |
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agencies for similar work |
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Awards
may not be accepted from different |
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agencies for duplicative projects |
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Program re-authorized through FY 2008 |
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10 agencies with R&D budgets greater than
$100 million participate |
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Amounts to be set-aside of R&D budget: |
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FY 1987-92:
1.25% |
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FY 1993-94:
1.5 % |
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FY 1995-96:
2.0 % |
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FY 1997 and beyond: 2.5 % |
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DOD SBIR/STTR |
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NASA SBIR/STTR |
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DOE SBIR/STTR |
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NSF SBIR/STTR |
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USDA SBIR |
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DOC SBIR |
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EPA SBIR |
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DOT SBIR |
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ED SBIR |
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R&D Topic Areas |
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Dollar Amount of Award (Phase I and II) |
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Receipt Dates / Number and Timing of
Solicitations |
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Proposal Review Process |
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Proposal Success Rates |
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Type of Award (Contract or Grant) |
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Many other details: |
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Profit
or fee allowed |
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Phase I
to Phase II gap funding |
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Payment
types and schedule |
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Research
Partner |
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SBIR: Allows for, but does not require,
research institution partners |
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[ ~ 33% Phase I and 50% Phase II R&D] |
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STTR: Requires partners from
research institutions
(e.g., universities) |
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[
40% work by small business and 30% work |
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by research institution] |
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Principal Investigator |
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SBIR:
Primary (>50%) employment must be with small business concern |
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STTR: Primary employment not stipulated |
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[PI
can be from research institution and/or |
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from small business concern] |
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Own
small firms (assign someone else PI) |
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Principal Investigator |
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(with
official permission from University) |
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Senior
Personnel on SBIR/STTR |
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Consultants on SBIR/STTR |
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Subcontract on SBIR/STTR |
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University facilities can provide analytical |
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and
other service support |
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Each IC
supports research/ R&D related to its mission (http://www.nih.gov/icd) |
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General
areas of research |
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Topics
of interest |
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“Other”
Research Topics Within the Mission of the IC |
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Human Subject Issues (OHRP) |
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IRB and
Assurances |
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http://ohrp.osophs.dhhs.gov/index.htm |
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Helen
Gordon: hgordon@osophs.dhhs.gov |
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Animal Welfare Issues (OLAW) |
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IACUC
(Animal Involvement) |
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http://grants.nih.gov/grants/olaw/olaw.htm |
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EIN (Entity Identification Number) |
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http://www.irs.gov |
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Third Party Involvement |
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Contracts,
Consortia, Consultants |
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Notes